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Financial Services Compliance - training courses

Helping you to embed financial conduct standards in your Company    

Our financial services compliance training draws on both our expertise in regulated environments and organisational development and culture.

The Senior Managers and Certification Regime (SMCR) applies to all Financial Conduct Authority (FCA) solo-regulated financial services firms since 9 December 2019.

It aims to reduce harm to consumers and to strengthen market integrity. This is achieved by raising the standards of conduct for everyone who works in financial services, and by making senior people in firms more responsible and accountable for their conduct, actions, and competence.

Our financial compliance training courses will support you to embed the right behaviours as expected by the regulators. We provide company-specific examples, exercises and discussion, a safe space to speak up, and action planning to embed the learning.